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NC DEQ »   About »   Divisions »   Water Resources »   Water Quality Permitting »   Municipal: NPDES, Pretreatment and Collection System »   Pretreatment »   Categorical User Information

Categorical User Information

This page contains information, documents, and links related to Federal Categorical Regulations. Categorical Regulations, also called Effluent Guidelines, are federal limits and requirements for specific industrial categories that apply nationwide. Industrial Users subject to Categorical Regulations with applicable Pretreatment Standards or requirements are called Categorical Industrial Users or CIUs. All CIUs are automatically considered Significant Industrial Users (SIUs). The categorical limits for each CIU are compared to their POTW's local limits (Allocation Table), and the more stringent limits are applied.

The most common Categories used in NC are:

  • 40 CFR 433 - Metal Finishing
  • 40 CFR 439 - Pharmaceuticals
  • 40 CFR 414 - Organic Chemicals, Plastics, and Synthetic Fibers (OCPSF)

General Information on Categorical Regulations

EPA Categorical (Effluent Guidelines) Website

  • Note: Only those categories with Pretreatment Standards for Existing Sources (PSES) and/or Pretreatment Standards for New Sources (PSNS) apply to Industrial Users discharging to a POTW (Indirect Dischargers).

EPA Guidance on New Sources Determinations and New Source Dates

40 CFR 433 - Metal Finishing

  • 40 CFR 433 Example IUP & Synopsis: Will Plateit
  • 40 CFR 433 - Calculate 433 metal finishing limits using the Combined Wastestream Formula (CWF)
  • 40 CFR 433- Metal Finishing (433) vs Electroplating (413) (August 2005)
  • 40 CFR 433/413 Verification Form 

40 CFR 439-Pharmaceutical

  • 40 CFR 439 - NC PERCS Pharmaceutical Presentation (September 2006)
  • 40 CFR 439 - NC PERCS Pharmaceutical Permit Language (Updated September 2006)
  • 40 CFR 439 - NC Pharmaceutical Guidance Memo (2001)

40 CFR 414 - Organic Chemicals, Plastics and Synthetic Fibers (OCPSF)

  • Calculate OCPSF Permit Limits

Pretreatment

  • Categorical User Information
  • Comprehensive Guide
  • Headworks Analysis
  • Industrial Waste Survey
  • Other Downloads
  • Mercury Guidance
  • Annual Report Guidance
  • Permit Writing Guidance
  • Training

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https://deq.nc.gov/about/divisions/water-resources/water-resources-permit-guidance/pretreatment-guide/categorical-user-information